# Authorised Economic Operator - Compliance (AEO-C) application

<div>Self-assessment questionnaire AEO Guidelines Annex 1a to TAXUD/B2/047/2011-REV6</div>

# 0 Introduction

<div id="bkmrk-">![editor_311_5_c5ffacef-334c-46cd-8168-de8a3c52f581_rte_image_616.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_c5ffacef-334c-46cd-8168-de8a3c52f581_rte_image_616.png)</div><div id="bkmrk--1">   
</div>###  **Departments**

<div id="bkmrk--2">  
</div><table class="e-rte-table" id="bkmrk-name-departmentname-" style="width: 100%; min-width: 0px;"><tbody><tr style="height: 16.8831%;"><td class="" style="width: 33.4806%;">**Name department**</td><td class="" style="width: 33.2155%;">**Name person**</td><td class="" style="width: 33.3039%;">**Role**</td></tr><tr style="height: 16.8831%;"><td class="" style="width: 33.4806%;">  
</td><td class="" style="width: 33.2155%;">  
</td><td class="" style="width: 33.3039%;">  
</td></tr><tr style="height: 16.8831%;"><td class="" style="width: 33.4806%;">  
</td><td class="" style="width: 33.2155%;">  
</td><td class="" style="width: 33.3039%;">  
</td></tr><tr style="height: 16.8831%;"><td class="" style="width: 33.4806%;">  
</td><td class="" style="width: 33.2155%;">  
</td><td class="" style="width: 33.3039%;">  
</td></tr><tr style="height: 16.8831%;"><td class="" style="width: 33.4806%;">  
</td><td class="" style="width: 33.2155%;">  
</td><td class="" style="width: 33.3039%;">  
</td></tr><tr style="height: 16.8831%;"><td class="" style="width: 33.4806%;">  
</td><td class="" style="width: 33.2155%;">  
</td><td class="" style="width: 33.3039%;">  
</td></tr></tbody></table>

<div id="bkmrk--3">  
</div>### Customs

<div id="bkmrk--4">  
</div><div id="bkmrk-name-departmentname--1"><table class="e-rte-table e-rte-paste-html-table" style=" padding: 0px; margin: 0px 0px 10px; width: 1132.46px; min-width: 0px;"><tbody style=" padding: 0px; margin: 0px;"><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">**Name department**</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">**Name person**</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">**Role**</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr></tbody></table>

<div style=" padding: 0px; margin: 0px;">  
</div></div><div id="bkmrk--5">  
</div>### Third parties

<div id="bkmrk--6">  
</div><div id="bkmrk-name-companyname-per"><table class="e-rte-table e-rte-paste-html-table" style=" padding: 0px; margin: 0px 0px 10px; width: 1132.46px; min-width: 0px;"><tbody style=" padding: 0px; margin: 0px;"><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">**Name company**</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">**Name person**</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">**Role**</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr><tr style=" padding: 0px; margin: 0px; height: 25.5469px;"><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 378.967px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 375.964px;">  
</td><td class="" style=" padding: 2px 5px; margin: 0px; border: 1px solid rgb(189, 189, 189); height: 20px; min-width: 20px; width: 376.97px;">  
</td></tr></tbody></table>

<div style=" padding: 0px; margin: 0px;">  
</div></div><div id="bkmrk--7">  
</div>

# 1 Company information

# 1.1 General company information

<div id="bkmrk-">![editor_311_5_09bd82a8-6f64-42c8-8388-c6f813c38c7a_rte_image_756.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_09bd82a8-6f64-42c8-8388-c6f813c38c7a_rte_image_756.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2">   
</div><div id="bkmrk--3">   
</div><div id="bkmrk--4">![editor_311_5_5a737dfa-a985-4a25-9964-fb0aeec72741_rte_image_761.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_5a737dfa-a985-4a25-9964-fb0aeec72741_rte_image_761.png)</div><div id="bkmrk--5">   
  
</div><div id="bkmrk--6">   
  
</div><div id="bkmrk--7">![editor_311_5_6b5427ad-fb18-4fa9-b04e-d417b061d96f_rte_image_768.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_6b5427ad-fb18-4fa9-b04e-d417b061d96f_rte_image_768.png)</div><div id="bkmrk--8">  
  
</div><div id="bkmrk--9">  
  
</div><div id="bkmrk--10">![editor_311_5_8d8fa3b3-0a20-4569-b955-5d636592e468_rte_image_779.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_8d8fa3b3-0a20-4569-b955-5d636592e468_rte_image_779.png)</div><div id="bkmrk--11"></div><div id="bkmrk--12">  
</div><div id="bkmrk--13">  
</div><div id="bkmrk--14">  
</div><div id="bkmrk--15">![editor_311_5_8eb1d0ba-56b3-4546-982f-4e8789d81194_rte_image_799.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_8eb1d0ba-56b3-4546-982f-4e8789d81194_rte_image_799.png)</div><div id="bkmrk--16">   
  
</div><div id="bkmrk--17">![editor_311_5_91089f52-07af-4923-9296-860de914afe5_rte_image_813.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_91089f52-07af-4923-9296-860de914afe5_rte_image_813.png)</div><div id="bkmrk--18">   
  
  
</div><div id="bkmrk--19">![editor_311_5_76fed43a-8826-49ba-a80e-b4f5c6f24438_rte_image_830.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_76fed43a-8826-49ba-a80e-b4f5c6f24438_rte_image_830.png)</div><div id="bkmrk--20">   
  
  
  
</div><div id="bkmrk--21">![editor_311_5_8057a6b9-79f9-4362-8611-f85136364190_rte_image_848.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_8057a6b9-79f9-4362-8611-f85136364190_rte_image_848.png)</div><div id="bkmrk--22">   
  
  
  
  
</div><div id="bkmrk--23">![editor_311_5_2712878d-680e-48b4-9ddf-5b82c9cfb3df_rte_image_870.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_2712878d-680e-48b4-9ddf-5b82c9cfb3df_rte_image_870.png)</div><div id="bkmrk--24">   
  
  
  
  
  
</div><div id="bkmrk--25">![editor_311_5_ad0c3b04-0e09-4e06-b199-a4071893a4f0_rte_image_891.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_ad0c3b04-0e09-4e06-b199-a4071893a4f0_rte_image_891.png)   
  
  
  
  
  
</div>

# 1.2 Volume of business

<div id="bkmrk-">![editor_311_5_8928bb95-0832-41b8-83ee-c5950d44c9d0_rte_image_906.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_8928bb95-0832-41b8-83ee-c5950d44c9d0_rte_image_906.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2">   
</div><div id="bkmrk--3">![editor_311_5_24e8ffaf-9dd1-4a9e-abea-9ce7c531fb93_rte_image_913.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_24e8ffaf-9dd1-4a9e-abea-9ce7c531fb93_rte_image_913.png)</div><div id="bkmrk--4">   
  
</div><div id="bkmrk--5">   
  
</div><div id="bkmrk--6">![editor_311_5_1f3f3e02-ed9d-422c-b125-54be663b8542_rte_image_921.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_1f3f3e02-ed9d-422c-b125-54be663b8542_rte_image_921.png)</div><div id="bkmrk--7">   
  
  
</div><div id="bkmrk--8">![editor_311_5_a6939109-1c7e-4716-9559-ea2e78ae07b6_rte_image_930.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_a6939109-1c7e-4716-9559-ea2e78ae07b6_rte_image_930.png)</div><div id="bkmrk--9">   
  
  
  
</div><div id="bkmrk--10">![editor_311_5_6f9e3bc3-bb16-4436-847d-0163813106c9_rte_image_942.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_6f9e3bc3-bb16-4436-847d-0163813106c9_rte_image_942.png)   
  
  
  
</div>

# 1.3 Information and Statistics on customs matters

<div id="bkmrk-">![editor_311_5_44d8c3af-d3e7-437e-bd2c-b3fea6a836b3_rte_image_25.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_44d8c3af-d3e7-437e-bd2c-b3fea6a836b3_rte_image_25.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2"></div><div id="bkmrk--3">  
</div><div id="bkmrk--4">  
</div><div id="bkmrk--5">  
</div><div id="bkmrk--6">![editor_311_5_f8fdd3ba-037e-4112-bdba-7c4633eb9547_rte_image_31.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_f8fdd3ba-037e-4112-bdba-7c4633eb9547_rte_image_31.png)   
</div><div id="bkmrk--7">   
</div><div id="bkmrk--8"></div><div id="bkmrk--9">  
</div><div id="bkmrk--10">![editor_311_5_0217306b-c221-4457-83d9-e06b767ef9c2_rte_image_39.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_0217306b-c221-4457-83d9-e06b767ef9c2_rte_image_39.png)</div><div id="bkmrk--11">   
</div><div id="bkmrk--12">![editor_311_5_89277fac-caef-4e99-8b32-dc14cf3e07cc_rte_image_48.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_89277fac-caef-4e99-8b32-dc14cf3e07cc_rte_image_48.png)</div><div id="bkmrk--13">   
  
</div><div id="bkmrk--14">![editor_311_5_f78703bd-9863-49f2-a6cf-6c1b12fb2183_rte_image_59.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_f78703bd-9863-49f2-a6cf-6c1b12fb2183_rte_image_59.png)   
  
</div>

# 2 Compliance record

<div id="bkmrk-%28article-39-%28a%29-ucc%3B">(Article 39 (a) UCC; Article 24 UCC IA; AEO Guidelines Part 2, Section I)</div><div id="bkmrk-">  
  
</div><div id="bkmrk--1">![editor_311_5_8b14917a-18a6-40a6-aca0-3daac0672a72_rte_image_86.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_8b14917a-18a6-40a6-aca0-3daac0672a72_rte_image_86.png)</div><div id="bkmrk--2"></div><div id="bkmrk--3">  
</div><div id="bkmrk--4">  
</div><div id="bkmrk--5">  
</div><div id="bkmrk--6">![editor_311_5_420f9f6c-3d07-4aa2-8625-27ffa1de3999_rte_image_100.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_420f9f6c-3d07-4aa2-8625-27ffa1de3999_rte_image_100.png)</div><div id="bkmrk--7"></div><div id="bkmrk--8">  
  
</div><div id="bkmrk--9">  
  
</div><div id="bkmrk--10">  
  
</div><div id="bkmrk--11">![editor_311_5_807b484c-0ba9-43d0-a5ff-88e279bb98b6_rte_image_111.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_807b484c-0ba9-43d0-a5ff-88e279bb98b6_rte_image_111.png)   
  
</div>

# 3 Accounting and logistical system

(Article 39 (b) UCC, Article 25 UCC IA; AEO Guidelines Part 2, Section II)

# 3.1 Audit trail

<div id="bkmrk-">![editor_311_5_2abe22a2-3f12-4b89-95d2-7f4104606ed0_rte_image_142.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_2abe22a2-3f12-4b89-95d2-7f4104606ed0_rte_image_142.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2">   
</div>

# 3.2 Accounting and logistical system

<div id="bkmrk-">![editor_311_5_335c7a4a-5ce3-4d3e-b948-066a73087145_rte_image_156.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_335c7a4a-5ce3-4d3e-b948-066a73087145_rte_image_156.png)</div><div id="bkmrk--1" style="cursor: auto;">![editor_311_5_9b40cc2f-92b5-46c4-a4f6-03ab58a52119_rte_image_163.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_9b40cc2f-92b5-46c4-a4f6-03ab58a52119_rte_image_163.png)</div><div id="bkmrk--2" style="cursor: auto;">   
  
</div><div id="bkmrk--3" style="cursor: auto;">   
  
</div><div id="bkmrk--4" style="cursor: auto;">   
  
</div><div id="bkmrk--5" style="cursor: auto;">![editor_311_5_b5345d5b-5911-4d65-825c-5661e14b5a2b_rte_image_175.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_b5345d5b-5911-4d65-825c-5661e14b5a2b_rte_image_175.png)</div><div id="bkmrk--6" style="cursor: auto;">   
  
  
</div><div id="bkmrk--7" style="cursor: auto;">   
  
  
</div><div id="bkmrk--8" style="cursor: auto;">![editor_311_5_aa36f955-095b-4cc9-a3f3-b8e3c459a031_rte_image_185.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_aa36f955-095b-4cc9-a3f3-b8e3c459a031_rte_image_185.png)</div><div id="bkmrk--9" style="cursor: auto;">  
  
  
</div><div id="bkmrk--10" style="cursor: auto;">  
  
</div>

# 3.3 Internal control system

<div id="bkmrk-">![editor_311_5_e73c8feb-827b-42be-bb30-896be1da8e3f_rte_image_207.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_e73c8feb-827b-42be-bb30-896be1da8e3f_rte_image_207.png)</div><div id="bkmrk--1">  
</div><div id="bkmrk--2">  
</div><div id="bkmrk--3">  
</div><div id="bkmrk--4">   
</div><div id="bkmrk--5">![editor_311_5_e7ee407a-9dbd-4b76-a290-1d37c0d1f85f_rte_image_213.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_e7ee407a-9dbd-4b76-a290-1d37c0d1f85f_rte_image_213.png)</div><div id="bkmrk--6">   
  
</div><div id="bkmrk--7">   
  
</div><div id="bkmrk--8">![editor_311_5_59909d79-db2c-41ec-b45f-c5e392b2451d_rte_image_223.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_59909d79-db2c-41ec-b45f-c5e392b2451d_rte_image_223.png)   
  
</div>

# 3.4 Flow of goods

<div id="bkmrk-">![editor_311_5_304afe53-d223-44d9-9b0f-7815f66beb0d_rte_image_239.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_304afe53-d223-44d9-9b0f-7815f66beb0d_rte_image_239.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2">   
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</div><div id="bkmrk--4">![editor_311_5_76dffccf-b791-442f-b540-a52ed1acd57f_rte_image_245.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_76dffccf-b791-442f-b540-a52ed1acd57f_rte_image_245.png)   
</div>

# 3.5 Customs routines

<div id="bkmrk-">![editor_311_5_ebff4c4f-24bf-4482-a0b1-09fdb6901d41_rte_image_262.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_ebff4c4f-24bf-4482-a0b1-09fdb6901d41_rte_image_262.png)</div><div id="bkmrk--1">  
</div><div id="bkmrk--2">  
</div><div id="bkmrk--3">  
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</div><div id="bkmrk--5">![editor_311_5_e29ae336-3dd3-4a08-bf12-e800fbf28da5_rte_image_267.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_e29ae336-3dd3-4a08-bf12-e800fbf28da5_rte_image_267.png)</div><div id="bkmrk--6">   
  
</div><div id="bkmrk--7">   
![editor_311_5_ec1f97c1-f5b6-4dfb-896f-aed02f4c6275_rte_image_279.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_ec1f97c1-f5b6-4dfb-896f-aed02f4c6275_rte_image_279.png)</div><div id="bkmrk--8">   
  
</div><div id="bkmrk--9">   
  
</div><div id="bkmrk--10">![editor_311_5_05264d9a-3fb6-4c18-8065-f37284d3bda1_rte_image_289.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_05264d9a-3fb6-4c18-8065-f37284d3bda1_rte_image_289.png)</div><div id="bkmrk--11">  
  
</div><div id="bkmrk--12">![editor_311_5_937e3169-a6b0-4789-9169-273e74efc8a5_rte_image_303.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_937e3169-a6b0-4789-9169-273e74efc8a5_rte_image_303.png)</div>

# 3.6 Procedures for back-up, recovery and fall back and archiving

<div id="bkmrk-">![editor_311_5_336a6a4d-4d75-416c-8fac-de7c305f7593_rte_image_322.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_336a6a4d-4d75-416c-8fac-de7c305f7593_rte_image_322.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2">   
</div><div id="bkmrk--3">![editor_311_5_0a77c04c-8a1c-4b0b-bb58-d03bae3a1080_rte_image_329.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_0a77c04c-8a1c-4b0b-bb58-d03bae3a1080_rte_image_329.png)</div><div id="bkmrk--4">   
  
</div><div id="bkmrk--5">![editor_311_5_82274fca-6f91-47a3-9167-e0680af43b32_rte_image_339.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_82274fca-6f91-47a3-9167-e0680af43b32_rte_image_339.png)</div><div id="bkmrk--6">   
  
  
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# 3.7 Protection of computer systems

<div id="bkmrk-">![editor_311_5_c3afe635-070d-429a-a26f-b128c23ed79c_rte_image_354.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_c3afe635-070d-429a-a26f-b128c23ed79c_rte_image_354.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2">   
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</div><div id="bkmrk--4">   
</div><div id="bkmrk--5">![editor_311_5_e37d4854-5074-4e34-ba7f-65b5bc3640d1_rte_image_364.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_e37d4854-5074-4e34-ba7f-65b5bc3640d1_rte_image_364.png)</div><div id="bkmrk--6">   
  
</div><div id="bkmrk--7">   
  
</div><div id="bkmrk--8">![editor_311_5_d31c81a6-4d18-4b64-bbf7-120f1ef5cf9e_rte_image_379.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_d31c81a6-4d18-4b64-bbf7-120f1ef5cf9e_rte_image_379.png)</div><div id="bkmrk--9">   
  
  
</div>

# 3.8 Documentation security

<div id="bkmrk-">![editor_311_5_6e6387fb-0665-41db-8daa-0dd2ba63212b_rte_image_393.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_6e6387fb-0665-41db-8daa-0dd2ba63212b_rte_image_393.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2">   
</div><div id="bkmrk--3">   
</div><div id="bkmrk--4">![editor_311_5_1b328b7f-af9b-4a3b-8741-c17ac55c6a32_rte_image_400.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_1b328b7f-af9b-4a3b-8741-c17ac55c6a32_rte_image_400.png)</div><div id="bkmrk--5">   
  
</div><div id="bkmrk--6">   
![editor_311_5_3a21c34d-0ee9-4bb4-b9a3-45480915ce32_rte_image_408.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_3a21c34d-0ee9-4bb4-b9a3-45480915ce32_rte_image_408.png)</div><div id="bkmrk--7">   
  
</div><div id="bkmrk--8">![editor_311_5_3a16dee2-e269-4665-9f23-7f3ae601565a_rte_image_418.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_3a16dee2-e269-4665-9f23-7f3ae601565a_rte_image_418.png)</div><div id="bkmrk--9">   
  
  
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</div>

# 4 Financial solvency

<div id="bkmrk-%28article-39-%28c%29-ucc%2C">(Article 39 (c) UCC, Article 26 UCC IA, AEO Guidelines Part 2 Section III)</div><div id="bkmrk-">  
  
</div><div id="bkmrk--1">![editor_311_5_50c1b4ac-b0f8-4dc4-840f-906f1160a97f_rte_image_430.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_50c1b4ac-b0f8-4dc4-840f-906f1160a97f_rte_image_430.png)</div><div id="bkmrk--2">   
</div><div id="bkmrk--3">   
</div><div id="bkmrk--4">   
</div><div id="bkmrk--5">   
</div><div id="bkmrk--6">![editor_311_5_596af931-d488-4d1e-bd2f-5a87675bbd55_rte_image_435.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_596af931-d488-4d1e-bd2f-5a87675bbd55_rte_image_435.png)</div><div id="bkmrk--7">   
  
</div><div id="bkmrk--8">  
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![editor_311_5_f323d5f2-bfca-47fe-b2ad-ae2be866a8fc_rte_image_444.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_f323d5f2-bfca-47fe-b2ad-ae2be866a8fc_rte_image_444.png)</div><div id="bkmrk--10">   
   
  
  
</div><div id="bkmrk--11">![editor_311_5_6af2d626-bb2f-462f-8d52-8733eae8a501_rte_image_453.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_6af2d626-bb2f-462f-8d52-8733eae8a501_rte_image_453.png)   
   
  
  
</div>

# 5 Practical standards of competence or professional qualifications

<div>(Article 39 (d) UCC, Article 27 UCC IA, AEO Guidelines Part 2 Section IV)  
</div>

# 5.1 Practical standards of competence

<div id="bkmrk-">![editor_311_5_40f4c9df-d97d-43a8-8ad0-8946f57de9c0_rte_image_494.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_40f4c9df-d97d-43a8-8ad0-8946f57de9c0_rte_image_494.png)</div><div id="bkmrk--1">   
</div><div id="bkmrk--2">   
</div><div id="bkmrk--3">   
</div><div id="bkmrk--4">   
</div><div id="bkmrk--5">![editor_311_5_0a517f72-33ab-4ce9-ae6a-1d9ad9746c35_rte_image_502.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_0a517f72-33ab-4ce9-ae6a-1d9ad9746c35_rte_image_502.png)   
</div>

# 5.2 Professional qualifications

<div id="bkmrk-">![editor_311_5_0d6acca5-6919-4ba7-bfd2-5facf2bbf53d_rte_image_517.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_0d6acca5-6919-4ba7-bfd2-5facf2bbf53d_rte_image_517.png)</div><div id="bkmrk--1">![editor_311_5_4880b17f-9061-4162-a1c1-17edc04e154d_rte_image_524.png](https://www.bzctrl.com/bzctrl-core-api/api/v1/download/editor_311_5_4880b17f-9061-4162-a1c1-17edc04e154d_rte_image_524.png)   
</div>